Enterprise pattern

Investigations & enforcement

Investigations & enforcement covers structured evidence gathering, follow-ups, compliance checks, legal processes, and regulatory activity—where defensible process and audit trail matter.

Creates defensible decisions with clear evidence and audit trails.

Reduces risk by ensuring required steps and approvals happen.

Improves timeliness with SLAs, reminders, and escalation.

When to use this pattern

Use this pattern when…

  • You need consistent evidence collection and decision records.
  • Work involves multiple stages, notices, and follow-up actions.
  • You need robust audit trails for challenge or appeal.

Not ideal when…

  • The work is simple, single-step requests with no investigation.
  • Cases are best handled as long-running programmes with cohorts.

Example workflows

Concrete journeys that commonly use this pattern:

Compliance investigation

Gather evidence, run checks, record decisions, and issue follow-up actions or notices.

  • 1. Intake & triage
  • 2. Evidence capture and checks
  • 3. Decision & approval
  • 4. Enforcement actions & follow-ups

Regulatory inspection follow-up

Track corrective actions and deadlines after a visit.

  • 1. Record findings
  • 2. Issue actions with deadlines
  • 3. Monitor compliance
  • 4. Close with outcome

How the platform implements this pattern

Case Cloud supports investigation-grade casework with controlled workflows, evidence capture, approvals, and complete audit trails.

Evidence & records

Capture evidence consistently and securely.

  • Attachments and structured notes
  • Timeline view for all actions
  • Audit trail for changes and decisions

Controlled workflows

Make required steps non-optional where needed.

  • Stage gates and required fields
  • Approvals for key decisions
  • Deadlines, reminders, and escalation

Configuration & extensibility

Configure workflows and controls to match policy: required evidence, approvals, and escalation rules—without losing governance.

Governance controls that keep things safe

  • RBAC permissions for sensitive stages and actions
  • Approval steps for notices / outcomes
  • Exportable audit logs for audit and FOI

Ready to apply the Investigations & enforcement pattern?

See how Case Cloud implements it with templates, workflows, SLAs, and dashboards.